Privacy Policy and Terms of Service

1.Introduction

This Privacy Policy describes how Regalis Capital Corp. collects, uses, and shares information in connection with its websites and services. The Terms of Service that govern use of those services appear in the second half of this document.

Use of our websites, submission of any form, or engagement with our services constitutes acceptance of this Privacy Policy. Checking the consent box on any intake or booking form constitutes acceptance of the Terms of Service below.

2.About Regalis Capital

Regalis Capital Corp. is a buy-side acquisition advisory firm incorporated in the Province of Ontario, Canada. We help individuals and companies acquire existing businesses. We are not a lender, broker-dealer, investment adviser, law firm, or tax practice. We are not affiliated with the U.S. Small Business Administration.

Regalis Capital Corp. is a Canadian corporation registered in Ontario. Our mailing address is 8 The Green #17718, Dover, DE 19901.

3.Definitions

The terms below have the following meanings throughout this document.

• "Regalis," "we," "us," and "our" mean Regalis Capital Corp.
• "You" and "your" mean the person reading this page or interacting with our services.
• "Personal information" means information that identifies you or that can be linked to you, including your name, email address, phone number, and any financial information you choose to share.
• "Services" means our buy-side acquisition advisory services, our websites at regaliscapital.com and resource.regaliscapital.com, and any emails or text messages we send you.
• "Country" means the Province of Ontario, Canada. References to jurisdiction in these Terms mean Ontario.

4.What Information We Collect

Information you provide

Information submitted through our forms, bookings, or other contact channels may include:

• First and last name
• Email address
• Mobile phone number
• Background information regarding intent to acquire a business
• U.S. citizenship status and prior acquisition experience
• Estimated net worth and capital on hand (selected from a range)
• Any other information entered into a free-text field

Information collected automatically

Our websites automatically collect technical information including IP address, device and browser type, pages viewed, time spent on pages, referring website, and cookies stored in the browser.

Tracking pixels

Third-party advertising and analytics technologies operate on our websites for performance measurement and cross-context behavioral advertising. These technologies do not load until acceptance is recorded via our consent banner. If declined, these technologies do not load.

Information from third parties

Lead forms submitted on third-party advertising platforms result in those platforms transmitting submitted contact information to Regalis Capital. Such information is handled under this Privacy Policy.

5.How Information Is Used

Information is used for the following purposes:

• Responding to inquiries and booking calls
• Evaluating prospective engagements
• Sending transactional messages (booking confirmations, call reminders, document requests)
• Sending marketing emails and text messages, where permission has been given
• Measuring advertising performance
• Operating and improving our website and services
• Meeting legal and contractual obligations

6.How Information Is Shared

Information is shared only as described below.

Service providers

We use third-party service providers to operate our business. These providers are bound by contract to use information only as needed to perform services for us.

Advertising platforms

When the consent banner is accepted, advertising and analytics partners receive limited information about the visit for performance measurement and cross-context behavioral advertising.

Legal requirements

Information may be shared as required by law, court order, or valid government request, or where Regalis Capital believes in good faith that sharing is necessary to protect its rights or the safety of any person.

We do not sell personal information for money.

Regalis Capital does not sell personal information for money. Some U.S. state laws treat the transmission of visit data to third-party advertising platforms via advertising pixels as "sharing" of personal information. Opt-out is available by declining on the consent banner, by enabling Global Privacy Control in the browser, or by using the opt-out button on the Do Not Sell or Share My Personal Information page.

7.SMS and Text Messaging Terms

Submission of a mobile phone number on any Regalis Capital form may result in one or two verification text messages. Replying "1" or "YES" to the verification text constitutes consent to receive ongoing text messages from Regalis Capital regarding inquiries, acquisition opportunities, scheduled calls, and reminders. Text messages may be sent using automated technology.

• Message frequency: Varies. Typical volume is 4 to 10 messages per month.
• Message and data rates: Standard carrier message and data rates may apply.
• Carriers: Major U.S. and Canadian carriers are supported. Carriers are not liable for delayed or undelivered messages.
• Support: Reply HELP to any text.

SMS opt-out

Reply STOP to any text message to opt out of SMS. One final confirmation will follow.

Re-subscribing

To re-subscribe, reply START to any number previously used, or submit a new form.

8.Internal Do-Not-Call Policy

Regalis Capital maintains an internal do-not-call list as required by 47 CFR §64.1200(d).

• List: An internal list of phone numbers that have requested no contact is maintained and checked before any outbound call or text campaign.
• Method of request: Reply STOP to any text, or state the request verbally to a Regalis representative on a call.
• Honor time: Requests are honored within 60 days.
• Retention: Requests are retained for at least five years.
• Training: Personnel conducting outbound calls or text campaigns are trained on do-not-call rules at hire and annually thereafter.
• Scope: The internal list applies to Regalis Capital only. The federal Do Not Call Registry is at donotcall.gov.

9.Cookies and Tracking

Our websites use cookies. Certain cookies are strictly necessary for site function. Other cookies are used for advertising and analytics and load only after acceptance on the consent banner.

The consent banner

On first visit, a banner presents three choices:

• Accept All. All cookies and advertising pixels load.
• Reject All. Only strictly necessary cookies load. No advertising pixels fire.
• Customize. Selection by category.

Choices recorded via the consent banner are stored in the browser.

Global Privacy Control

Browsers transmitting a Global Privacy Control (GPC) signal are treated as having opted out of the sharing of personal information for cross-context behavioral advertising. Advertising pixels do not load on such visits.

How our automated systems work

The consent banner, pixel loader, opt-out storage, and Global Privacy Control handling are automated. They run in the browser and depend on the browser, the advertising and analytics partners we work with, and other technical systems outside Regalis Capital's control. Regalis Capital uses commercially reasonable efforts to honor user choices. Regalis Capital is not responsible for the actions, errors, or technical failures of any third-party advertising platform, browser, extension, or device. Any continued processing of data by a third-party platform after an on-site opt-out is a matter between the user and that platform.

California residents

California residents may have rights under the California Consumer Privacy Act. Global Privacy Control browser signals are honored, and the opt-out mechanism is on the Do Not Sell or Share My Personal Information page.

10.Children

Our services are not directed at individuals under 18. Regalis Capital does not knowingly collect personal information from anyone under 18. Records identified as belonging to a person under 18 are deleted.

11.Data Retention

Personal information is retained as long as necessary for our business purposes, or as required by applicable law. Call recordings, when made, are retained as long as necessary for our business purposes.

12.Security

Regalis Capital uses reasonable administrative, technical, and physical safeguards. No system is perfectly secure. Breach notification is provided as required by applicable law.

13.International Users

Regalis Capital is based in Ontario, Canada. Service providers may be located in the United States. Use of our services constitutes consent to the transfer of information between Canada and the United States, subject to contractual safeguards consistent with PIPEDA.

14.Your Rights

Rights under applicable law, including the California Consumer Privacy Act and Canadian privacy legislation, are honored as required.

---

Terms of Service

These Terms of Service ("Terms") govern use of Regalis Capital's services. Checking the consent box on any intake or booking form constitutes acceptance of these Terms. Persons who do not agree must not use the services.

15.Services

Regalis Capital provides buy-side acquisition advisory services.

Regalis Capital is not, and does not act as:

• A lender
• A broker-dealer or securities dealer
• A registered investment adviser
• A law firm or provider of legal services
• A certified public accountant or tax adviser
• An agent or fiduciary of any lender or seller

Our advisory work is not a substitute for legal, tax, accounting, or independent financial advice. Independent legal, tax, and accounting advisers must be retained before any acquisition closes.

16.SBA Non-Affiliation

Regalis Capital is not affiliated with the U.S. Small Business Administration. SBA loan program eligibility, underwriting, terms, and approval decisions are made by participating lenders under SBA program rules, not by Regalis Capital. No representation is made that any client will qualify for an SBA loan or any other financing.

17.Client Responsibilities

By engaging Regalis Capital, the client agrees to:

• Provide accurate, current, and complete information regarding identity and financial position
• Respond promptly to requests for documents and information
• Exercise independent business judgment regarding any acquisition opportunity introduced
• Retain independent legal, tax, and accounting advisers before signing any binding document
• Use the services for lawful purposes only
• Not record any call or meeting with Regalis Capital without prior written consent from Regalis Capital

18.Disclaimers

Acquisition outcomes depend on factors outside Regalis Capital's control, including lender underwriting, seller behavior, market conditions, the client's financial position, and the client's own decisions. Past client results referenced anywhere on our website or in our marketing materials are illustrative and are not typical or guaranteed. No representation is made that any client will qualify for financing, will close on a business, or that any acquired business will be profitable.

Any financial projections, valuations, or deal structures shared are estimates based on information available at the time and are not guarantees of any outcome.

The website and services are provided "as is" and "as available." Subject to the limitation of liability below, all warranties are disclaimed to the maximum extent permitted by law, express or implied, including warranties of merchantability, fitness for a particular purpose, and non-infringement.

19.Limitation of Liability

TO THE MAXIMUM EXTENT PERMITTED BY LAW, REGALIS CAPITAL'S TOTAL LIABILITY FOR ANY CLAIM ARISING OUT OF OR RELATING TO THESE TERMS SHALL NOT EXCEED THE GREATER OF (A) THE AMOUNT YOU PAID REGALIS CAPITAL IN THE 12 MONTHS PRECEDING THE CLAIM OR (B) ONE HUNDRED DOLLARS ($100). IN NO EVENT SHALL REGALIS CAPITAL BE LIABLE FOR ANY INDIRECT, INCIDENTAL, CONSEQUENTIAL, SPECIAL, EXEMPLARY, OR PUNITIVE DAMAGES, OR FOR LOST PROFITS, LOST REVENUE, OR LOST BUSINESS OPPORTUNITIES, EVEN IF REGALIS CAPITAL HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES.

Some jurisdictions do not allow the exclusion of certain warranties or the limitation of liability for incidental or consequential damages. To the extent any provision above is held unenforceable in your jurisdiction, the remaining provisions shall remain in full effect, and our liability shall be limited to the greatest extent permitted by law.

20.Indemnification

You agree to indemnify and hold harmless Regalis Capital, its officers, directors, employees, and agents, from any claim, loss, liability, damage, or expense (including reasonable attorneys' fees) arising out of:

• Your breach of these Terms
• Your violation of any law or third-party right
• Information you provided to us that turned out to be inaccurate
• Your conduct in any acquisition transaction we introduced you to

This indemnity survives termination of these Terms.

21.Mandatory Binding Arbitration and Class-Action Waiver

Read this section carefully. It affects your legal rights.

Any dispute arising out of or relating to these Terms or to your use of our services shall be resolved exclusively by binding arbitration administered by JAMS in accordance with its Comprehensive Arbitration Rules. The arbitration shall be conducted in Toronto, Ontario, Canada, in English. The arbitrator shall have exclusive authority to resolve any dispute about the interpretation, applicability, or enforceability of these Terms or this arbitration agreement, except that a court may decide whether the class-action waiver below is enforceable.

You and Regalis Capital each waive any right to a jury trial.

YOU AND REGALIS CAPITAL EACH WAIVE THE RIGHT TO PARTICIPATE IN A CLASS ACTION, CLASS ARBITRATION, OR REPRESENTATIVE PROCEEDING. ALL DISPUTES MUST BE BROUGHT ON AN INDIVIDUAL BASIS. The arbitrator may not consolidate claims of more than one person without the agreement of all parties.

30-Day Arbitration Opt-Out

You may opt out of this arbitration agreement by sending a written notice to Regalis Capital at the mailing address listed at the top of this document within 30 days of first accepting these Terms. The notice must include your full name, the email and phone number you used to engage with Regalis Capital, the date you first accepted these Terms, and a clear statement that you are opting out of arbitration. If you opt out, the rest of these Terms (including the class-action waiver) remain in effect, and any dispute will be resolved in court under the governing law section below.

22.Governing Law

These Terms are governed by the laws of the Province of Ontario, Canada, and the federal laws of Canada applicable therein, without regard to conflict-of-law principles. For users residing in the United States, the Federal Arbitration Act (9 U.S.C. §§1-16) shall govern the enforceability of the arbitration provision above.

23.Severability

If any provision of these Terms is held to be invalid or unenforceable, that provision shall be enforced to the maximum extent permitted by law, and the remaining provisions shall remain in full effect.

24.Entire Agreement

These Terms, together with the Privacy Policy above and any written engagement agreement between you and Regalis Capital, form the entire agreement between you and Regalis Capital regarding our services. Any prior or contemporaneous agreements on the same subject are superseded.

25.Assignment

You may not assign these Terms without our written consent. We may assign these Terms in connection with a merger, acquisition, sale of assets, or by operation of law.

26.Changes to These Terms

Updated Terms take effect on the date posted. Continued use constitutes acceptance.

27.Contact

Privacy requests are handled through the automated mechanisms described in this policy: the consent banner, the STOP keyword for SMS, and the opt-out button on the Do Not Sell or Share My Personal Information page.

Regalis Capital Corp.
8 The Green #17718, Dover, DE 19901